SIPC

Unitted Capital Markets, Inc. is a member of the Securities Investor Protection Corporation (“SIPC”). You may obtain information about SIPC, including the SIPC Brochure, by calling the SIPC membership Department at 202-371-8300 or visiting them on the Web at www.sipc.org.

Clearing Relationship

Axos Clearing is a full-service clearing firm and custodian serving introducing broker-dealer and registered investment advisors. For more than 18 years Axos Clearing has been providing flexible clearing and custody solutions focused on empowering correspondents to grow their businesses.

Axos technology offerings and partnerships with top industry providers enable the firms we serve to effectively navigate changes and employ the latest advancements in the financial services space. Their experienced team provides relationship-based service, getting to know each business to provide the support needed.

In 2019, Axos Clearing became a subsidiary of Axos Financial, a NYSE-listed company with over $1 billion of capital.